Are you a bank, an insurance or re-insurance institution, a payment institution, a payment service provider, an electronic money provider, a foreign exchange, an investment service provider, a trading venue, a stock exchange, a pension fund, an intermediary or broker, a private equity institution or venture capitalist, a credit rating agency, a credit union, a microfinance provider, a professional lender, a commodity exchange, an escrow services provider, or even a fintech? Then we can help you with your records retention!
We have researched all financial regulatory retention obligations in over 85 countries and US states! We cover MiFiD, SEC rulings, the Dodd-Frank Act, the Security Exchange Act and so much more. From EU, Asian, African and LATAM financial regulations to US state law, we have over 10,000 financial regulatory records retention obligations and counting. We are adding new countries weekly!